Credit Union                                            
    Internal Auditors' Association


                      _______________Helping Credit Unions Succeed_______________

February 2013 Presentation Materials
Hot Topics
Jeff Davis
Authentication in an Internet Banking Environment
Terry Nabors, Turner, Warren, Hwang & Conrad
Open Forum Handouts (provided by Sonia Donald, PMCU)
IA Survey Template
Branch Audit Document Request Memo
Branch Audit Control Questionnaire
Best of BSA Quiz 2013
Quiz Answer Key 2013
NCUA Checklists
Sample Remote Deposit Capture Questionnaire
Sample IT Website E-Banking Questionnaire
Sample IT Questionnaire
Sample IA Questionnaire
Sample Foreclosure Questionnaire
Sample ALM Questionnaire

May 2012 Training Presentations
How to Measure the Value of Your Internal Audit Department
Susan Palm, VP of Industry Solutions, MetricStream
Open Forum Materials
Ranking Audit Reports - Guidelines - Report Sample
Compliance Update

February 2012 Training Program Presentations
Recent Developments Related to the ALLL
Mike Richards, Richards & Associates, CPA
New Regulations on IT Security & Emerging Technologies
Francis Tam, Bob Grill, David Dyk & Blair Bautista, Moss Adams Advisory Services
Enterprise Risk Management (ERM)
Andy Vanderhoff, Quantivate, LLC
More to follow as they become available from the speakers.

October 2011 Training Program Presentations
Auditing Fundamentals & Insight
Mike Richards, Richards & Associates, CPA
The Impact of Social Media on Corporate Security:
What Every Credit Union Needs to Know

Presented by Cyveillance, Inc.
Who also provided the following documents of interest
The New Face of Social Engineering Attacks on the Web
The Impact of Social Media on Corporate Security: What Every Company Needs to Know

October 2010 Training Program Presentations

Plastic Card, Funds Transfer & Employee Dishonesty Major Issues
Rod Terauchi, Risk Manager, CUNA Mutual Group

SARs for Law Enforcement
(The link requires CUIAA members only access - non-member
attendees can request a copy through

Dawn Prenner, Maria Alvarez, Remigia Nance, IRS Agents

Darren Mayo, Sacramento Detective-IRS/SAR Task Force

SAS 70's - Transition to SSAE 16
John Mason, SingerLewak Accountants & Consultants

Information Security

John-David Phelps, Chief Security Administrator, The Golden 1 CU

July 2010 Training Program Presentations

Sustainability: Building Effective Corporate Governance
Eileen Iles, Crowe Horwath LLC

Troubled Debt Structuring - Clarifying the Complexities
Travis Pettyjohn & Kevah Varjarvano
Moss Adams LLP

IT Security Auditing - You Can Do It
Andy Kecskes, San Diego Metropolitan CU

(Clean version of the spreadsheet)

BSA Hot Topics and Regulatory Changes
Dan Huston, Moss Adams LLP

March 2010 Training Program Presentations
Information Technology Security
Presented by: Paul Rainbow, CPA, CIA, CISA
Moss Adams LLP

 New Legal Challenges for Credit Unions – Residential

Loan Modification Programs

Presented by: Courtney Linn, Counsel with Orrick’s Litigation Group

Credit Risk Management

Presented by: Mike Mossel, Managing Director, RSM McGladrey